RS Crum Inc. Form ADV Part 2A Brochure
Item 3 – Table of Contents
  1. Item 1 – Cover Page
    2
  2. Item 2 – Material Changes
    3
  3. Item 3 – Table of Contents
    4
  4. Item 4 – Advisory Business
    5
  5. Types of Advisory Services
    5
  6. Services that are Limited in Duration
    5
  7. Continuous (On-Going) Advisory Services
    5
  8. New Clients (Limited Duration and Continuous Advisory Clients)
    5
  9. Investment Management
    5
  10. Non-managed Accounts
    5
  11. Financial Planning
    5
  12. Retirement Investment Advice
    5
  13. Assets Under Management
    5
  14. Item 5 – Fees and Compensation
    6
  15. Cancellation of Services (Limited Duration or Continuous)
    6
  16. Item 6 – Performance-Based Fees and Side-By-Side Management
    7
  17. Item 7 – Types of Clients
    8
  18. Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss
    9
  19. Methods of Analysis
    9
  20. Investment Strategies
    9
  21. Investing Involves Risk
    9
  22. General Risks of Owning Securities
    9
  23. Specific Security Risks
    9
  24. Other Business Risks
    9
  25. Item 9 – Disciplinary Information
    10
  26. Item 10 – Other Financial Industry Activities and Affiliations
    11
  27. Item 11 – Code of Ethics
    12
  28. Item 12 – Brokerage Practices
    13
  29. How We Select Brokers/Custodians
    13
  30. Your Brokerage and Custody Costs
    13
  31. Products and Services Available to Us from Schwab
    13
  32. Services That Benefit You
    13
  33. Services That May Not Directly Benefit You
    13
  34. Services That Generally Benefit Only Us
    13
  35. Our Interest in Schwab’s Services
    13
  36. Directed Brokerage Transactions
    13
  37. Aggregation and Allocation of Transaction
    13
  38. Item 13 – Review of Accounts
    14
  39. Managed Account Reviews & Reporting
    14
  40. Financial Plan Reviews & Reporting
    14
  41. Item 14 – Client Referrals and Other Compensation
    15
  42. Schwab Support Products and Services
    15
  43. Recommendation of Unaffiliated Professionals
    15
  44. Item 15 – Custody
    16
  45. Item 16 – Investment Discretion
    17
  46. Discretionary Management
    17
  47. Non-Discretionary Management
    17
  48. Item 17 – Voting Client Securities
    18
  49. Item 18 – Financial Information
    19
  50. Form ADV, Part 2B Brochure Supplement
    i
  51. Description of Professional Designations Used in this Brochure Supplement
    i
  52. Mark Rylance, CFP®
    ii
  53. Jon Theriault, CFP®
    iii
  54. Daniel Sexton, CFP®
    iv
  55. Patrick Stark, CFP®
    v
  56. Hanna Kaufman, CFP®
    vi
  57. Mitch Christensen, CFP®
    vii
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